PCM Institutional Delivery Confirm Form - Help Document

  1. The first step is to sign in.
  2. Enter your First and Last Name and then either Tab to the "OK" button, or Click on the "OK" button.
  3. Focus defaults to the "Not Selected" button. Select either "Buy" or "Sell".
  4. Press the Tab key to get to the next field, which is Stock Symbol, or use your mouse to Click on the Stock Symbol.
  5. After entering a Stock Symbol, you can either press the Tab key to navigate to the next field, or Click on it with your mouse.
  6. All fields can be navigated by the "Tab" key on your keyboard.

  • Fields in Grey are automatically filled in.
  • Fields in White must be filled in except Interested Party No and Interested Party Acct No.
  • If you enter more than the allowed characters in a field, the PC will beep.
Sign On Enter your first and last name.
Buy or Sell Select Click one or the other.
Stock Symbol Enter up to 7 characters
Broker   always displays "608"
Institution Enter must be 5 numerical digits
Agent Bank Enter must be 5 numerical digits
Trade Date Enter mm/dd/yyyy
Settle Date Enter mm/dd/yyyy
Cusip Number Enter must be 9 characters
Side Code Calculated entered automatically, 1 for Sell, 2 for Buy
Broker IA# Enter up to 10 characters
Agent IA# Enter up to 20 characters
Quantity Enter number of shares, up to 10 characters including comas,
comas need not be entered.
Price Enter 5 digits on left of decimal point,
4 digits on right of decimal point,
up to 11 numeric characters,
includes 1 coma and 1 decimal point.
Prin. Amount Calculated Principle Amount, automatically calculated,
rounded off to two digits.
SEC Fees Calculated automatically calculated, rounded off to two digits.
Comm / Share Enter Commission per share,
must be less than 1 dollar,
display up to 4 decimal digits.
Total Commis Calculated automatically calculated, rounded off to two digits.
Net Amount Calculated automatically calculated, rounded off to two digits.
Interested Party No Enter Must be 5 Characters.
Interested Party Acct No Enter Up to 20 Characters,
Only filled in if Interested Party No. was entered.

Preferred Capital Markets, Inc.
220 Montgomery Street, Suite 777, San Francisco, CA 94104
(415)733-3000 (800)949-0205

Member NYSE and other principal exchanges, MSRB, SIPC